Standish Compliance Services LLC
Dallas, TX, USA
Compliance Officer
Standish Compliance Services LLC
(Dallas, TX)
Serve as part of firm’s client service teams and work with others to deliver exceptional compliance services, with responsibility for 15 or more clients. Have extensive interaction with clients to develop a deep knowledge of the client’s businesses and compliance programs. Provide compliance expertise and high-touch, customized, and proactive compliance service to administer compliance program and ensure compliance with applicable regulatory and compliance requirements. Conduct, prepare, draft, and deliver compliance program monitoring and testing, annual compliance reviews, compliance manuals, risk matrices, compliance training and guidance materials, and compliance program documentation. Analyze and summarize new regulatory developments, develop and deliver compliance training tools, and participle in client development activities. Assist in the preparation and review of regulatory filings, including...